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Coverage for activities related to a securities registrant registered with the Investment Industry Regulatory Organization of Canada, including:
Coverage also applies to services provided on a fee basis within the scope of a Certificate Holder's licensing and designations.
* Representative registered with IIROC to sell mutual funds.
Available limits are $1,000,000; $2,000,000; $3,000,000; $4,000,000 or $5,000,000 per claim (single limit aggregate per policy period applies to each Certificate of Insurance).
Please note that Coverage B and Coverage C are subject to a shared $50,000,000 policy aggregate for all Certificate Holders.
$5,000 per claim.
For Coverage B, legal defence costs and supplementary payments are part of, and not in addition to, the limit of liability selected.
Worldwide coverage is provided (subject to the claim being made and brought within Canada, the United States, and its territories and possessions, including the District of Columbia).
The APA E&O Plan does not apply to any claim or circumstances which may reasonably result in a claim, whether reported in the application or not, known to any Insured before the effective date of this policy; however, when this policy replaces, without interruption, a policy previously issued by the Insurer, this exclusion applies only to claims previously known to an Insured before the inception date of the first policy issued by the Insurer.
2017/2018 Policy Year (effective for dates May 1 2017 to April 30 2018)
Members attending a Loss Prevention and Control/ "Protect Your Practice" Seminar may be entitled to a 5% discount* on their renewal premium for three consecutive years. Contact your local Advocis chapter for seminar dates.
*Some conditions may apply for members with current or prior claims history.